Helping Regulated Businesses Strengthen Risk, Controls, Compliance & Governance
RMO helps organisations improve internal controls, strengthen risk management frameworks, enhance governance, and meet regulatory expectations with confidence.
Trusted Certifications & Standards
Comprehensive Risk & Compliance Solutions
Whether you need an independent review, specialist project support, or ongoing leadership through a fractional risk or compliance function, we help you build robust frameworks.
Governance & Risk
Enterprise Risk Management, Risk Framework Design, Operational Resilience
- Risk Assessment
- Framework Design
- Resilience Planning
Audit & Assurance
Internal Audit, IT Audit, Audit Committee Support
- Internal Audit
- IT Audit
- Committee Support
Controls & SOX
SOX Readiness, Internal Controls Reviews, ITGC, ITAC
- SOX Readiness
- ITGC/ITAC
- Controls Review
Compliance & Regulation
FCA Compliance, Consumer Duty, Governance Reviews
- FCA Compliance
- Consumer Duty
- Governance
Cyber Governance
Cyber Risk Assessments, Cyber Governance Frameworks, Security Oversight
- Risk Assessment
- Framework Design
- Security Oversight
Looking for specialized support? We also offer fractional roles and custom solutions.
Discuss your requirementsDeep Expertise Across Risk, Audit & Compliance
We combine senior advisory experience with practical delivery, helping regulated organisations strengthen control environments, improve assurance and respond confidently to regulatory expectations.
Built for regulated teams that need assurance work to become usable action.
Controls, SOX & Financial Governance
Control framework design, SOX readiness, assurance mapping and remediation plans that stand up to management, investor and audit scrutiny.
Technology Controls & Assurance
Independent ITGC, ITAC, access, change and segregation-of-duties reviews for organisations that rely on complex platforms and automated reporting.
Risk & Internal Audit Delivery
Practical risk frameworks, internal audits and management information that move teams beyond static registers and into usable oversight.
FCA, Consumer Duty & Compliance
Governance, monitoring and outcome-evidence support for FCA-regulated firms that need to demonstrate clear customer and control oversight.
Flexible Senior Support
One-off reviews, co-sourced delivery, remediation programmes and fractional risk, compliance or internal audit leadership matched to your operating model.
Evidence-Led Work, Measurable Control Improvement
Representative engagements across technology controls, automated assurance and FCA governance. Each snapshot shows the kind of practical output clients can take to management, boards and auditors.
From diagnosis to defensible evidence.
RMO engagements are designed to leave clients with clear ownership, practical remediation and better oversight, not just a long findings report.
IT General Controls (ITGC) Review
A rapidly growing financial services organisation had expanded its technology estate through multiple platform implementations and acquisitions. Management lacked assurance that key IT controls supporting financial reporting, operational resilience and cyber risk were operating effectively.
Focus
- User provisioning and deprovisioning controls
- Privileged account management
- Periodic access review processes
Outcome
Identification of high-risk access control weaknesses
The organisation significantly improved its technology control environment, reducing operational risk and strengthening audit readiness.
IT Application Controls (ITAC) Assessment
A PE-backed SaaS organisation relied heavily on automated workflows and system-generated reporting to support financial and operational decision-making. Management required assurance that critical automated controls were designed and operating effectively.
Focus
- Automated workflow controls
- System configuration governance
- Interface controls
Outcome
Improved confidence in automated reporting
Management obtained assurance over critical application controls and established a roadmap supporting future growth, investor scrutiny and audit requirements.
FCA Consumer Duty & Governance Enhancement
An FCA-regulated firm required support to strengthen its Consumer Duty framework and demonstrate effective oversight of customer outcomes. Management had concerns regarding governance, management information quality, outcome monitoring and board-level oversight.
Focus
- Consumer Duty governance structures
- Board and committee reporting
- Outcome testing methodology
Outcome
Enhanced governance and accountability
The firm improved its ability to demonstrate compliance with FCA expectations while enhancing oversight of customer outcomes and regulatory risk.
Not Sure Where Your Biggest Risk Exposure Exists?
Book a free 30-minute Risk & Controls Review. During the session we will discuss your current challenges and identify key focus areas.
We will cover:
Following the discussion, we will identify key focus areas and provide practical recommendations on potential next steps.